Regulatory Compliance
Quantum Wealth Management is an independent, fee-only advisor. The only fees we receive are paid directly by our clients; as a result, our model aligns interests between our clients and us and eliminates common industry conflicts.
We are registered with the SEC as a Registered Investment Advisor, RIA, under the Investment Company Act of 1940. We are held to a fiduciary standard with its clients, meaning we are required by law to act in the best interests of our clients and are held to a higher ethical standard than broker-dealers and other large, "wire houses". It is estimated that only 10% to 15% of financial advisors are held to a fiduciary standard.
To access our public filings with the SEC, please select SEC Advisor Search and type Quantum Wealth Management LLC.
